UHY
*HQHUDO UHTXLUHPHQWV
%LDVL 8. /WG VXSSRUW WKH %HQFKPDUN LQLWLDWLYH
7KH %HQFKPDUN /RJ %RRN LV ORFDWHG DW WKH EDFN
RI WKLV PDQXDO DQG VKRXOG EH FRPSOHWHG E\ WKH
,QVWDOOLQJ&RPPLVVLRQLQJ
(QJLQHHU
DQG
KDQGHG RYHU WR WKH 8VHU IRU IXWXUH UHIHUHQFH E\
RWKHU YLVLWLQJ (QJLQHHUV $OVR LQFOXGHG LV WKH
6HUYLFH ,QWHUYDO 5HFRUG FDUG WKDW VKRXOG EH
FRPSOHWHG E\ WKH 6HUYLFH (QJLQHHU IROORZLQJ
WKH DQQXDO VHUYLFH PDLQWHQDQFH RI WKH ERLOHU
DQG V\VWHP
)RU ,UHODQG ,( LW LV QHFHVVDU\ WR FRPSOHWH D
k'HFODUDWLRQ RI &RQIRUPLW\l WR LQGLFDWH FRP
SOLDQFH WR ,6
7KLV DSSOLDQFH PXVW EH LQVWDOOHG E\ D FRPSHW
HQW SHUVRQ LQ DFFRUGDQFH ZLWK WKH *DV 6DIHW\
LQVWDOODWLRQ 8VH 5HJXODWLRQV
5HODWHG GRFXPHQWV
7KH LQVWDOODWLRQ RI WKLV DSSOLDQFH PXVW EH LQ DF
FRUGDQFH ZLWK WKH UHOHYDQW UHTXLUHPHQWV RI WKH
FXUUHQW *DV 6DIHW\ ,QVWDOODWLRQ 8VH 5HJXOD
WLRQVWKH /RFDO %XLOGLQJ 5HJXODWLRQVWKH FXUUHQW
,(( :LULQJ 5HJXODWLRQVWKH 5HJXODWLRQV DQG
E\ODZV RI WKH ORFDO ZDWHU XQGHUWDNLQJDQG LQ
6FRWODQGLQ DFFRUGDQFH ZLWK WKH %XLOGLQJ 6WDQ
GDUGV 6FRWODQG 5HJXHDOWK DQG VDIHW\
GRFXPHQW Q l(OHFWULFLW\ DW ZRUN UHJVl
,W VKRXOG DOVR EH LQ DFFRUGDQFH ZLWK WKH %ULWLVK
6WDQGDUG &RGHV RI 3UDFWLFH
,Q ,UHODQG ,( 7KH LQVWDOODWLRQ PXVW EH FDUULHG RXW
E\ D &RPSHWHQW 3HUVRQ DQG LQVWDOOHG LQ DFFRUG
DQFH ZLWK WKH FXUUHQW HGLWLRQ RI ,6 k'R
PHVWLF *DV ,QVWDOODWLRQVl WKH FXUUHQW %XLOGLQJ
5HJXODWLRQV DQG UHIHUHQFH VKRXOG EH PDGH WR WKH
FXUUHQW (7&, UXOHV IRU HOHFWULFDO LQVWDOODWLRQV
/RFDWLRQ RI DSSOLDQFH
7KH DSSOLDQFH PD\ EH LQVWDOOHG LQ DQ\ URRP RU LQ
WHUQDO VSDFHDOWKRXJK SDUWLFXODU DWWHQWLRQ LV
GUDZQ WR WKH UHTXLUHPHQWV RI WKH FXUUHQW ,(( :LU
LQJ 5HJXODWLRQVDQG LQ 6FRWODQGWKH HOHFWULFDO
SURYLVLRQV RI WKH %XLOGLQJ 5HJXODWLRQV DSSOLFDEOH
LQ 6FRWODQGZLWK UHVSHFW WR WKH LQVWDOODWLRQ RI WKH
FRPELQHG DSSOLDQFH LQ D URRP FRQWDLQLQJ D EDWK
RU VKRZHU
)RU ,UHODQG ,(UHIHUHQFH VKRXOG EH PDGH WR WKH
FXUUHQW HGLWLRQ RI ,6 DQG WKH FXUUHQW
(7&, UXOHV IRU HOHFWULFDO LQVWDOODWLRQV
:KHUH D URRPVHDOHG DSSOLDQFH LV LQVWDOOHG LQ
D URRP FRQWDLQLQJ D EDWK RU VKRZHU DQ\ HOHFWUL
FDO VZLWFK RU DSSOLDQFH FRQWURO XWLOLVLQJ PDLQV
HOHFWULFLW\ VKRXOG EH VR VLWXDWHG WKDW LW FDQQRW
EH WRXFKHG E\ D SHUVRQ XVLQJ WKH EDWK RU
VKRZHU
7KH ORFDWLRQ PXVW SHUPLW WKH SURYLVLRQ RI DQ DG
HTXDWH IOXH DQG WHUPLQDWLRQ
)RU XQXVXDO ORFDWLRQV VSHFLDO SURFHGXUHV PD\ EH
QHFHVVDU\ DQG %6 JLYHV GHWDLOHG JXLGDQFH
RQ WKLV DVSHFW
$ FRPSDUWPHQW XVHG WR HQFORVH WKH DSSOLDQFH
PXVW EH GHVLJQHG VSHFLILFDOO\ IRU WKLV SXUSRVH
7KLV DSSOLDQFH LV QRW VXLWDEOH IRU H[WHUQDO LQVWDOOD
WLRQ
)OXH V\VWHP
7KH SURYLVLRQ IRU VDWLVIDFWRU\ IOXH WHUPLQDWLRQ PXVW
EH PDGH DV GHVFULEHG LQ %6 SDUW
)RU ,UHODQG ,(UHIHU WR ,6
7KH DSSOLDQFH PXVW EH LQVWDOOHG VR WKDW WKH IOXH WHU
PLQDO LV H[SRVHG WR H[WHUQDO DLU
,W PXVW QRW EH LQVWDOOHG VR WKDW WKH WHUPLQDO GLV
FKDUJHV LQWR DQ RWKHU URRP RU VSDFH DV DQ RXW
KRXVH RU OHDQWR ,W LV LPSRUWDQW WKDW WKH SRVLWLRQ
RI WKH WHUPLQDO DOORZV D IUHH SDVVDJH RI DLU DFURVV
DW DOO WLPHV
7KH WHUPLQDO VKRXOG EH ORFDWHG ZLWK GXH UHJDUG IRU
WKH GDPDJH RU GLVFRORUDWLRQ WKDW PLJKW RFFXU WR
EXLOGLQJ SURGXFWV LQ WKH YLFLQLW\
,Q FROG DQGRU KXPLG ZHDWKHU ZDWHU YDSRXU PD\
FRQGHQVH RQ OHDYLQJ WKH IOXH WHUPLQDO WKH HIIHFW RI
VXFK SOXPLQJ PXVW EH FRQVLGHUHG
3OXPLQJ PD\ HDVLO\ RFFXU DW WKH WHUPLQDO :KHUH
SRVVLEOHWHUPLQDO SRVLWLRQ ZKLFK FRXOG FDXVH D
QXLVDQFH VKRXOG EH DYRLGHG
,167
$/
/$
7,21
